Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and …

The SEC can bring a civil action in a U.S. District Court, or an administrative proceeding which is heard by an independent administrative law judge (ALJ). The SEC does not have criminal …

Apr 26, 2025 · The SEC is the U.S. regulator charged with setting rules concerning the issuing, marketing, and trading of securities. The SEC is also charged with protecting investors.

Beware of Communications Falsely Appearing to Come from the SEC If you have been contacted by the SEC, confirm that the communication is authentic by contacting SEC staff directly.

The Securities and Exchange Commission (SEC) oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair …

Aug 13, 2025 · Find keywords and phrases in more than 20 years of EDGAR filings, and filter by date, company, person, filing category, or location. View a listing of real-time filings as they are …

Jan 23, 2025 · The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry. The SEC’s mission is to protect …

Dec 18, 2025 · The SEC rulemaking process under the federal securities laws is designed to solicit significant public input and undergo rigorous analysis before any regulatory change …

The new EDGAR advanced search gives you access to the full text of electronic filings since 2001.

Dec 17, 2025 · The Office of Public Affairs maintains SEC.gov and the agency's intranet with the ultimate goal of keeping the SEC transparent, relatable, and accountable to taxpayers and …